Commodity Futures Trading Commission
Global Markets Advisory Committee (GMAC)
Agenda for November 7, 2012
CFTC Conference Center

Morning Session: International Regulators’ Panel

9:30am – Opening Remarks CFTC Commissioners/
Introduction of GMAC Chairman Ron Filler

9:45am – CFTC and SEC Presentations on Cross Border Rulemakings and Guidance

10:15am – Regulatory Updates from International Regulators: Cross Border Implications of Each Respective Jurisdiction’s OTC Derivatives Reform

12:15pm – Questions from GMAC Members

12:30pm – Lunch Mall Level (downstairs) for Regulators and GMAC Members

Afternoon Session: GMAC Members’ Panel

2:00pm – Topic #1 - Discussion Regarding Definition of US Persons

2:45pm – Topic #2 - Discussion Regarding Regulation of Conduits

3:30pm – Topic #3 - Discussion Regarding Substituted Compliance

4:15pm – Questions

4:30pm – Adjourn

CAPTIONS